Main Functions of

Main Functions of the Superintendency of Securities and Insurance Section 4 of Act emerge: works by monitoring: this is the control and enforcement of legal rules, regulations and administrative. Letter d) Examine all the operations, assets, books, accounts, records and documents of the subjects or activities audited and require them or their managers, advisers or staff, history and explanations we consider necessary for their information. May request the execution and presentation of balance sheets and financial statements on the dates it deems appropriate, to verify the accuracy and investment of capital and funds. Also, request delivery of any document, book or history is necessary for control purposes without affecting the normal development of activities affected.Letter f) inspect, through its employees or external auditors, to persons or entities under its supervision, regulation function: corresponds to the capacity of the SVS, to carry out a regulatory role, through the promulgation of rules or instructions for own market and its member entities. That is, establishing the regulatory framework for the market. The letter a) provides: administrative interpretations on matters within its jurisdiction, laws, regulations and other rules governing the persons or entities under its supervision, and set standards, issue instructions and issue orders for its implementation and enforcement. Where the exercise of these powers of interpretation and application of jurisdictional disputes which may arise with other administrative authorities, they shall be settled by the Supreme Court penalty function: corresponds to the power of the SVS sanctions against the breach or violation of the regulatory framework as a result of an investigation.Letter Q): You can estimate the amount of benefits, expressed in equivalent units of incentives, offenders who received Title I of the Law No. 18 045, pointing in the resolution that the sanction. The estimate of benefits, the Superintendent will consider the weighted average market price of the IPO value in the 60 days preceding the date of the transactions with insiders. The Superintendence for the sole purpose of ensuring the interests of injured third parties, as provided in Article 172 of Law No. 18 045, request the competent court to order the precautionary measures provided by law function of developing and promoting Markets: It is the ability to promote various initiatives for market development, through development and collaboration for the development of new products and tools, through the dissemination of them.

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